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Financial Advisory Services​

 
 

Financial Advisory Services

 

Empowering financial professionals with expert insights, innovative solutions, and seamless wealth management support.

Unified Portfolio (UP)

Unified Portfolio (UP) is a Unified Managed Account (UMA) program designed to streamline investments by combining third-party money managers, eligible mutual funds, ETFs, and closed-end funds into a single account. Clients receive one consolidated statement and a single 1099, all for a flat fee with no ticket charges, calculated based on account value. The program also offers tax management options and strategies tailored for SRI screening and impact investing.
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Additionally, UP provides exclusive access to cost-effective solutions for smaller accounts.

Separately Managed Account (SMA)

Separately Managed Account (SMA) provides clients with access to approximately 40 institutional third-party money managers, offering a selection of over 80 investment strategies.

  • Selection of thoroughly vetted investment managers

  • Comprehensive reporting and insights

  • Direct ownership of securities

Client-directed, non-discretionary advisory program

Client-directed, non-discretionary advisory program provides a budget-friendly approach to constructing and overseeing fee-based portfolios.

  • Access to over 1,700 wrap-eligible mutual funds, ETFs, and various securities

  • A single, quarterly asset-based fee

  • No front-end or back-end sales charges, and no ticket fees as long as the account remains within its designated trade limit

Portfolio Blueprint

Portfolio Blueprint—a structured approach to integrated advice and solutions.

  • Tap into expert guidance

  • Offer turnkey or customized portfolio solutions tailored to client needs

  • Implement a clear and transparent investment strategy

  • Utilize institutional-grade risk management

  • Access valuable quarterly market commentary

This framework also serves as the cornerstone for discretionary portfolios, available through the UP program.

Unbundled Managed Account Solutions (uMAS)

Unbundled Managed Account Solutions (uMAS) program is a managed money platform that gives financial professionals a flexible, à la carte approach to building customized fee-based account programs, complete with essential tools for seamless management.

  • Quarterly performance reports

  • Customizable billing options for consulting fees

  • Robust portfolio management capabilities

uMAS has significantly streamlined the investment process, reducing the time spent on manual spreadsheets and complex trade allocations from hours to minutes. 

Portfolio Advantage

Portfolio Advantage is a powerful, web-based trading and portfolio management system designed for security, ease of use, and efficiency. This intuitive platform offers essential portfolio management tools, including block trading, seamless account rebalancing, and model portfolio creation.
 

Built specifically for financial professionals, Portfolio Advantage enhances trading workflows by automating key processes, saving valuable time. The system also features one-click research access, advanced monitoring tools, and customizable account lists. These efficiencies enable financial professionals to focus more on serving their clients.

Advisory Master Services Agreement

Advisory Master Services Agreement Submit a single Advisory Master Services Agreement (AMSA) that can encompass multiple accounts within a client’s record. The AMSA also grants clients the ability to give verbal instructions regarding their RBC managed solution, such as adjusting allocations, selecting or terminating money managers, and other account modifications.

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